Title: Client Lifecycle Management (CLM) Business Risk AnalystDuration: 6 monthsSalary: HKD 40K per month (depending on experience) The CLM team sits in the first line of defense and evaluates the quality of the client information gather and consolidated for the client onboarding, customer due diligence (CDD) and KYC. Our objective is to centralizing key FCC knowledge in one team to better support the front office with consistency and quality of client data, at the onboarding and throughout the client lifecycle.
The CLM Analyst role will proactively engage with their designated RM/CSE team, providing advice and support throughout the customer pre-on boarding, on boarding and facilitating periodic reviews process with regards to CDD policy implementation.
The job holder should be precise, detailed oriented and be able to establish a strong working relationship with the front office Relationship Manager team.
Primary Responsibilities/Essential Functions: - To guide the RM's/CSE's in identifying and documenting the information required to satisfy the Bank's KYC due diligence policies and processes during client onboarding and account opening
- Executes and reviews negative media alerts, and performs sanction & PEP screening
- Check/identifies for discrepancies between the information held in the customer's documentation and profile on the system
- Reviews and validated the quality of the due diligence and Know Your Customer (KYC) information on the bank's customers, in line with bank policies at on boarding and periodic reviews
- Work with the CDD Advisor when additional guidance on CDD policy is required
- Assists with other tasks as required.
Decision-Making Responsibility: - Plans and prioritize work appropriately considering its importance and urgency in line with business needs
- Takes responsibility for completing assigned tasks to a high-quality standard
- Daily discretion within assigned authority.
Knowledge and Skill Requirements: - Ideally some working knowledge of AML, regulatory compliance within the banking and financial services industry.
- Strong teamwork initiative.
- Good research and communication skills.
- Ability to work professionally with all levels of staff and management.
- Strong familiarity with Microsoft Word, Microsoft Excel, and Internet Explorer.
- Minimum of a B.A. degree or relevant 3-5 years of work experience or 5-7 years work experience
- Strong English fluency and written skills; fluency in Cantonese is essential; Mandarin is preferred.
- Additional languages welcomed.
