Title: Regulatory Custody Assurance Product ManagerSalary: to HKD80,000 per month (depending on experience)Duration: 12 months The Regulatory Assurance Product Manager is responsible for supporting the compliance and regulatory assurance activities within the Securities Services and Custody business. This role ensures that the organization adheres to relevant regulations, industry standards, and internal policies, focusing on safeguarding client assets and maintaining robust operational controls. The analyst will conduct reviews, monitor regulatory changes, and assist in the implementation of compliance frameworks to mitigate risk and ensure regulatory alignment.
Qualifications & Experience: - Bachelor's degree in Finance, Business, Law, or related field.
- 10+ years' experience in regulatory compliance, assurance, or audit within financial services, preferably securities services or custody.
- Strong knowledge of securities regulations, custody operations, and asset protection requirements.
- Experience with regulatory frameworks such as CSDR, MiFID II, SEC, FCA, or similar.
- Excellent analytical, communication, and report-writing skills.
- Ability to work independently and collaboratively in a fast-paced environment.
Desirable Skills: - Professional certifications (e.g., ICA, CISI, CAMS, or similar).
- Experience with compliance monitoring tools and risk management systems.
- Attention to detail and strong organizational skills.
