CANDIDATES

Title: Risk Mgt Associate, Trustee & Fiduciary Services (Securities Services)
Role: 6 months
Salary: up to HKD40,000 monthly depending on experience
 
Required: RA 13 License (ideally) and SFC and Code on Unit Trusts
 
Role Purpose
To lead, manage and develop a team responsible for:

• Ensuring the clients are operating in accordance with relevant investment objectives, rules and restrictions
  on the constitutional documents and investment management agreement of the fund.
• Analyzing the rules and regulatory requirements that are needed to be setup in the system
• Investigate the alerts, warning, and potential breaches that are escalated by the operational teams
• Overseeing the offshore operations
• Acting independently on monitoring and reporting breaches of the restrictions to clients
• Performing cash flow monitoring and non-custodial assets verification
• Ensuring client SLA are met and agreed procedures followed
• Client servicing and problem-solving skills are required

Key activities and decision making

• Ensuring that all clients are operating in accordance with the
  regulations and in accordance with the restrictions as detailed in the
  schemes documentation.
• Ensuring workflow is effectively managed and conducted within
  set deadlines.
• act as a link between the team and senior manager to ensure
  business is conducted appropriately, ensuring a high standard of
  client service is provided
• Act as one of the principal points of contact for trustee clients in
  relation to regulatory developments and client queries

Experience / Qualifications

• Appropriate Trustee or Funds experience, with at least 3 years' experience at manager level.
• A good appreciation of the Hong Kong fund regulatory environment and detailed knowledge of regulatory
  developments
• Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to
  servicing of funds
• Ability to analyse complex business issues and propose solutions
• Appropriate technical knowledge to deal with legal, accounting and technical issues arising in relation to
  the management of funds
• First rate communication and presentational skills
• High degree of computer literacy
• Excellent numeric and analytical skills with strong attention to detail
• Experience and confidence in dealing with clients at a senior level
• Demonstrate management and coaching skills
• Strong team working ability and capable of encouraging ideas and input from team members.
• Clear understanding of importance of effective customer service internally and externally
• Ability to cultivate strategic client relationships and ensuring clients' perspective is the driving force
  behind all value-added business activities.
• Solid understanding of financial instruments, stock markets and derivatives.
• University degree or equivalent work experience

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